Functional Skills
Regulatory Compliance
AI Risk Management
Risk Governance
Operational Risk Management
Risk Management
Data Governance
Software Skills
Ariba
DocuSign
Microsoft Office
Zoom
Salesforce
Sharepoint
PowerBI
Google Sheets
Google Docs
Trello
Zapier
OpenAI
Zoho Analytics
Certifications
CLSSGBCertified Lean Six Sigma Green Belt
Six Sigma Green Belt
Sector Experience
Business Services
Financial Services
Technology
Languages
English
French
Countries Worked In
DE GB US
Bulge Bracket Investment Banks
Fortune 500
Experience
iKinetiq Innovation Solutions
Management Consulting
FOUNDER & PRESIDENT
12/2023 - Present
• Lead a niche compliance advisory firm supporting financial institutions, FinTechs, and RegTech platforms.
• Created proprietary scoring models & toolkits to help banks prioritize corrective actions & regulatory alignment; used in OCC/FRB/FDIC enforcement action engagements with banks with assets $1B-$10B
• Provide guidance on BSA/AML program design, TPRM, and regulatory remediation strategy; recent clients include banks with elevated regulatory risk exposure and FinTechs facing sponsor bank scrutiny.
• Created proprietary scoring models & toolkits to help banks prioritize corrective actions & regulatory alignment; used in OCC/FRB/FDIC enforcement action engagements with banks with assets $1B-$10B
• Provide guidance on BSA/AML program design, TPRM, and regulatory remediation strategy; recent clients include banks with elevated regulatory risk exposure and FinTechs facing sponsor bank scrutiny.
CIMPLIFI
Management Consulting
SENIOR VICE PRESIDENT
8/2022 - 12/2023
• Delivered strategic advisory on legal ops, compliance frameworks, and data governance for financial institutions and regulated clients, supporting transformation and audit readiness.
• Guided CLM optimization and contract analytics for banks and FinTechs managing billions in annual vendor spend, improving clause governance, policy alignment, and audit documentation.
• Led policy review and documentation improvement efforts for a Fortune 100 client, contributing to a 40% reduction in compliance review cycle times and enhanced alignment with OCC/FDIC expectations.
• Guided CLM optimization and contract analytics for banks and FinTechs managing billions in annual vendor spend, improving clause governance, policy alignment, and audit documentation.
• Led policy review and documentation improvement efforts for a Fortune 100 client, contributing to a 40% reduction in compliance review cycle times and enhanced alignment with OCC/FDIC expectations.
DocuSign/Seal Software/Apogee Legal
Corporate Strategy & Development
SENIOR DIRECTOR
8/2017 - 7/2022
• Delivered contract analytics and clause governance solutions for banks with assets over $10B and Fortune 100 clients, supporting M&A diligence, policy alignment, and regulatory clause extraction.
• Led regulatory clause scoring across 40,000+ contracts for Big 4-advised acquisitions, enabling an 85% reduction in legal review time and streamlining multi-jurisdictional workflows.
• Implemented clause classification frameworks and risk tagging models to automate 97% of legal/TPRM risk reviews across 2,000+ vendor agreements for a Fortune 100 global retailer.
• Led regulatory clause scoring across 40,000+ contracts for Big 4-advised acquisitions, enabling an 85% reduction in legal review time and streamlining multi-jurisdictional workflows.
• Implemented clause classification frameworks and risk tagging models to automate 97% of legal/TPRM risk reviews across 2,000+ vendor agreements for a Fortune 100 global retailer.
Bank of America
Corporate Strategy & Development
SENIOR VICE PRESIDENT & ASSISTANT GENERAL COUNSEL
12/2009 - 8/2017
• Led policy development, third-party risk governance, and vendor compliance remediation for global bank with assets over $3T.
• Directed enterprise resolution planning efforts for regulatory alignment, drafting third-party continuity and divestiture playbooks for annual resolution plan submissions.
• Overhauled contract risk templates and clause library across 30+ countries (U.S., LATAM, APAC, EMEA), driving global efficiencies and earning CEO recognition for enterprise impact.
• Directed enterprise resolution planning efforts for regulatory alignment, drafting third-party continuity and divestiture playbooks for annual resolution plan submissions.
• Overhauled contract risk templates and clause library across 30+ countries (U.S., LATAM, APAC, EMEA), driving global efficiencies and earning CEO recognition for enterprise impact.
HR Innovators, LLC
Human Resources
MANAGING MEMBER
2/2009 - 12/2009
• Led internal investigations and remediation planning for corporate clients across HR, compliance, and risk issues.
• Delivered compliance training on I-9 documentation and workplace immigration protocols.
• Drafted and negotiated ERISA and HIPAA agreements to support vendor oversight and benefits compliance.
• Delivered compliance training on I-9 documentation and workplace immigration protocols.
• Drafted and negotiated ERISA and HIPAA agreements to support vendor oversight and benefits compliance.
Womble Carlyle Sandridge & Rice, PLLC
Legal
ASSOCIATE ATTORNEY
6/1998 - 1/2009
• Represented employers in state and federal litigation involving ADA, FLSA, ADEA, and ERISA compliance.
• Advised on immigration, work authorization, and global mobility compliance for multinational employers.
• Developed internal audit programs and trained legal teams on litigation risk and compliance strategy.
• Advised on immigration, work authorization, and global mobility compliance for multinational employers.
• Developed internal audit programs and trained legal teams on litigation risk and compliance strategy.