Functional Skills
Regulatory Compliance
Risk Management
Financial Statement Preparation
Technical Accounting
Data Analysis
Investor Relations
Accounting
Market Research
Variance Analysis
Data Management
Robotic Process Automation
AI Risk Management
Compliance and risk
Data Collection / Research
Software Skills
Microsoft Excel
Python
Microsoft Word
Salesforce
Jira
Microsoft Office
PowerBI
Microsoft PowerPoint
SQL
Tableau
Certifications
CLSSBBCertified Lean Six Sigma Black Belt
Sector Experience
Business Services
Financial Services
Healthcare
Industrials
Technology
Big 4 Accounting
Bulge Bracket Investment Banks
Fortune 500
Top Consulting Firms
Experience
Discover Financial Services
Accounting
SOX & Financial Controls Consultant
9/2024 - 6/2025
• Develop financial statement testing methodologies to validate balance sheet accuracy, transaction activity, account reconciliations, and internal controls.
• Establish substantive and analytical procedures to assess transaction accuracy, SOX compliance, and financial reporting integrity.
• Analyze and validate financial data across multiple systems (Finacle, Snowflake, Oracle) by performing trend analysis, variance analysis, and control testing.
• Created detailed flowcharts to visualize key process and system flows related to financial reporting and internal controls; supported the LD1 gap assessment by mapping control points and identifying documentation gaps across liquidity, regulatory and external reporting processes.
• Design and lead targeted control reviews to assess financial reporting risks, transaction completeness, and regulatory adherence.
• Establish substantive and analytical procedures to assess transaction accuracy, SOX compliance, and financial reporting integrity.
• Analyze and validate financial data across multiple systems (Finacle, Snowflake, Oracle) by performing trend analysis, variance analysis, and control testing.
• Created detailed flowcharts to visualize key process and system flows related to financial reporting and internal controls; supported the LD1 gap assessment by mapping control points and identifying documentation gaps across liquidity, regulatory and external reporting processes.
• Design and lead targeted control reviews to assess financial reporting risks, transaction completeness, and regulatory adherence.
JPMorgan Chase & Co
Accounting
Advanced Consultant, Financial Reporting
1/2023 - 8/2024
• Coordinated data collection and quarterly business results across lines of business, Regulatory, and SEC reporting teams to support external reporting.
• Managed regulatory and SEC reporting processes, aligning financial data across multiple filings to reduce discrepancies and improve reporting accuracy.
• Designed data management solutions to improve financial reporting workflow efficiency and strengthen large-scale banking data integrity.
• Managed regulatory and SEC reporting processes, aligning financial data across multiple filings to reduce discrepancies and improve reporting accuracy.
• Designed data management solutions to improve financial reporting workflow efficiency and strengthen large-scale banking data integrity.
Aspentech
Accounting
Hyperion Consolidation Manager
1/2023 - 5/2023
• Led the EPM-Hyperion platform to improve financial consolidation and closing processes, shortening the close cycle by one week.
• Optimized Hyperion solutions to support multiple acquisitions and enhance data accuracy in financial reporting.
• Optimized Hyperion solutions to support multiple acquisitions and enhance data accuracy in financial reporting.
KPMG
Management Consulting
Subject Matter Expert, Financial Compliance
1/2022 - 12/2022
• Led post-merger financial integration, consolidating reporting structures and ensuring alignment with regulatory and compliance requirements.
• Developed financial reporting controls and standardized policies to create a unified compliance framework across merged entities.
• Spearheaded an automation initiative using Robotic Process Automation (RPA) to improve financial close cycle times by four days.
• Developed financial reporting controls and standardized policies to create a unified compliance framework across merged entities.
• Spearheaded an automation initiative using Robotic Process Automation (RPA) to improve financial close cycle times by four days.
Capital One Financial
Accounting
Senior Consultant, Financial Reporting
4/2020 - 12/2021
• Managed SEC filings and financial statement preparation for $434.2B in assets, ensuring compliance with regulatory requirements and internal controls with no SEC comment letters received.
• Supported regulatory reporting compliance for FRB and OCC filings, including Call Reports (FFIEC 031/041), FR Y-9C, FR Y-11, and Pillar III disclosures.
• Oversaw quarterly earnings releases and annual shareholder proxy statements, collaborating with Investor Relations, Legal, and External Auditors.
• Led the SAB 108 process, evaluating quantitative and qualitative materiality assessments for accurate financial reporting adjustments.
• Automated general ledger (G/L) data extraction and transformation to reduce reporting risk and streamline financial data integration in Workiva.
● Additional Consulting Engagements
● ASPENTECH
• Supported regulatory reporting compliance for FRB and OCC filings, including Call Reports (FFIEC 031/041), FR Y-9C, FR Y-11, and Pillar III disclosures.
• Oversaw quarterly earnings releases and annual shareholder proxy statements, collaborating with Investor Relations, Legal, and External Auditors.
• Led the SAB 108 process, evaluating quantitative and qualitative materiality assessments for accurate financial reporting adjustments.
• Automated general ledger (G/L) data extraction and transformation to reduce reporting risk and streamline financial data integration in Workiva.
● Additional Consulting Engagements
● ASPENTECH
SWBC
Accounting
Risk & Process Controls Consultant
1/2019 - 1/2020
• Conducted risk assessments and audits and established a control rationalization framework to improve compliance.
• Led SOC 1 and SOC 2 audit preparations and remediated internal control gaps to promote operational efficiency.
• Led SOC 1 and SOC 2 audit preparations and remediated internal control gaps to promote operational efficiency.
USAA
Accounting
Regulatory Reporting Consultant
1/2017 - 1/2018
• Managed regulatory reporting compliance for FRB and OCC filings, including Call Reports (FFIEC 031/041), FR Y-9C, FR Y-11, and Pillar III disclosures.
• Developed data validation models to eliminate errors in regulatory reporting submissions.
• Developed data validation models to eliminate errors in regulatory reporting submissions.
USAA
Accounting
Financial Reporting Consultant
1/2015 - 1/2016
• Managed financial integration for a $19B merger, aligning reporting structures and financial controls.
• Led 10-K reporting for a business combination and prepared successor and predecessor financial statements using pushdown accounting to recognize the transaction's assets and liabilities at fair value.
• Developed internal control enhancements to address compliance gaps and mitigate audit risks.
● FULL-TIME EXPERIENCE (PRIOR TO CONSULTING)
• Led 10-K reporting for a business combination and prepared successor and predecessor financial statements using pushdown accounting to recognize the transaction's assets and liabilities at fair value.
• Developed internal control enhancements to address compliance gaps and mitigate audit risks.
● FULL-TIME EXPERIENCE (PRIOR TO CONSULTING)
JPMorgan Chase & Co
Accounting
Senior Analyst
1/2013 - 1/2015
• Led financial reporting and audit cycles for mutual funds and ETFs to comply with US GAAP, IFRS, SEC regulations, and SOX requirements.
• Tracked risk metrics and control performance, escalating issues through scorecards and Risk Event reporting to resolve service disruptions.
• Identified gaps in financial controls, conducted root cause analysis, and implemented solutions to improve reporting accuracy and operational efficiency.
• Tracked risk metrics and control performance, escalating issues through scorecards and Risk Event reporting to resolve service disruptions.
• Identified gaps in financial controls, conducted root cause analysis, and implemented solutions to improve reporting accuracy and operational efficiency.