Certifications
Series 66
Sector Experience
Aerospace & Defense
Financial Services
Manufacturing
Media & Entertainment
Telecom
Languages
Spanish
French
Russian
Bulge Bracket Investment Banks
Fortune 500
Experience
Lockwood Wealth Management, Inc.
Finance
Principal
2/2009 - Present
Provide investment management and investment related consulting and services to individuals, trusts, corporations and business entities.
Genworth Financial
Finance
Director and Senior Investment Analyst
3/2008 - 2/2009
Responsible for sourcing, analyzing, negotiating, investing in and monitoring private placement debt securities within a broad range of industry groups, including healthcare, diversified manufacturing, energy & utilities, and environmental.
HSBC Securities (USA) Inc.
Finance
Vice President
8/2003 - 3/2008
Originated and executed private placements. Responsibilities included: performing extensive credit analysis of target companies, presenting the private placement product directly to clients in new target markets, drafting offering memoranda and other marketing materials, negotiating documentation among issuer and legal counsel, marketing transaction to investors, conducting roadshows and leading agent and investor due diligence.
Barclays Capital
Finance
Associate
8/2000 - 5/2003
Responsible for originating and executing cross-border public and private structured bond issuances, including: client marketing, transaction document generation and preparation of due diligence materials.